EBA欧洲银行-EBA-2013-01-29Compliance-GL-2012_05-_4页_191kb

报告摘要

EBA Guidelines Compliance Summary for High Earners Data Collection Exercise

Core Content

This document provides a summary of the compliance status of national competent authorities (NCAs) across European Union (EU) member states and EEA-EFTA states with the EBA Guidelines EBA/GL/2012/05 on the Data Collection Exercise Regarding High Earners, published on 27 July 2012. The guidelines aim to ensure consistent and transparent data collection practices for high earners within the financial sector.

Compliance Status

The following table outlines the compliance status of the competent authorities:

Member State	Country	Competent Authority	Compliance Status	Comments
BE	Belgium	National Bank of Belgium	Yes
BG	Bulgaria	Bulgarian National Bank	Yes
CZ	Czech Republic	Česká Národní Banka	Yes
DK	Denmark	Finanstilsynet	Yes
DE	Germany	BaFin	Yes
EE	Estonia	Finantseinsektsion	Yes
IE	Ireland	Central Bank of Ireland	Yes
EL	Greece	Bank of Greece	Yes
ES	Spain	Banco de Espana	Yes
FR	France	Authorite de Control Prudentiel	Yes
IT	Italy	Banca d'Italia	Yes
CY	Cyprus	Central Bank of Cyprus	Yes
LV	Latvia	Finansu un Kapitala tirgus Komisija	Yes
LT	Lithuania	Lietuvos Bankas	Yes
LU	Luxembourg	Commission de Surveillance du Secteur Financier	Yes
HU	Hungary	Penzugyi Szervezetek Allami Felugyelete	Yes
MT	Malta	Malta Financial Services Authority	Yes
NL	Netherlands	De Nederlandsche Bank	Yes
AT	Austria	Finanzmarktaufsicht	Yes
PL	Poland	Komisja Nadzoru Finanswego	Partial	Guidelines not applied for 2010 and 2011
PT	Portugal	Banco de Portugal	Yes
RO	Romania	National Bank of Romania	Yes
SI	Slovenia	Banka Slovenije	Yes
SK	Slovakia	Národná Banka Slovenska	Yes
FI	Finland	Finanssivalvonta	Yes
SE	Sweden	Finansinspektionen	Yes
UK	United Kingdom	Financial Services Authority (UK)	Yes
UK	United Kingdom	Financial Services Commission (Gibraltar)	Yes
IS	Iceland	Fjármálaeftirlitið	No voluntary notification received
LI	Liechtenstein	Finanzmarktaufsicht	Yes

Key Information

Compliance Requirement: Article 16(3) of the EBA Regulation mandates NCAs to inform the EBA of their compliance or intention to comply with EBA guidelines.
Compliance Status: Most NCAs across EU and EEA-EFTA states have either fully complied or intend to comply with the guidelines. Only Iceland has not provided a voluntary notification.
Partial Compliance: Poland has stated that the guidelines will not be applied for data collection in 2010 and 2011.
Voluntary Information: The information provided by NCAs is voluntary, and the EBA does not accept responsibility for its accuracy.
Contact Information: For more details on the current status of a specific competent authority, contact them directly using the contact details available on the EBA website (www.eba.europa.eu).

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